2007 IIP Projects Awarded

NASA’s Science Mission Directorate Awards Funding for 21 Projects Under the Instrument Incubator Program of the Earth Science Technology Office (ROSES 2007 Solicitation NNH07ZDA001N-IIP)

04/02/2008 – NASA’s Science Mission Directorate, NASA Headquarters, Washington, DC, has selected proposals, for the 2007 Instrument Incubator Program solicitation (IIP-07) in support of the Earth Science Division (ESD). The IIP-07 will provide instrument and instrument subsystem technology developments that will enable National Research Council (NRC) decadal survey mission science measurements, and visionary concepts.

The ESD is awarding 21 proposals, for a total dollar value over a three-year period of approximately $64 million, through the Earth Science Technology Office located at Goddard Space Flight Center, Greenbelt, Md.

The objectives of the IIP are to identify, develop and, where appropriate demonstrate new measurement technologies which:
• Reduce the risk, cost, and development time of Earth observing instruments, and
• Enable new Earth observation measurements.

The IIP is designed to reduce the risk of new innovative instrument systems so that they can be successfully used in future science solicitations in a fast track (3 year) acquisition environment. The program is envisioned to be flexible enough to accept technology developments at various stages of maturity, and through appropriate risk reduction activities (such as instrument design, laboratory breadboards, engineering models, laboratory and/or field demonstrations) advance the technology readiness of the instrument or instrument subsystem for infusion into future NASA science missions.

Seventy-one IIP-07 proposals were evaluated of which 21 have been selected for award. The awards are as follows (click on the name to go directly to the project abstract):

James Abshire, NASA Goddard Space Flight Center
CO2 Laser Sounder for ASCENDS Mission – Technology Development and Airborne Demonstration
David Diner, Jet Propulsion Laboratory
Shortwave Infrared Polarimetric Imager for Aerosol and Cloud Remote Sensing
Stephen Durden, Jet Propulsion Laboratory
A Multi-parameter Atmospheric Profiling Radar for ACE (ACERAD)
William Folkner, Jet Propulsion Laboratory
Laser Ranging Frequency Stabilization Subsystem for GRACE II
Lee-Lueng Fu, Jet Propulsion Laboratory
Ka-band SAR Interferometry Studies for the SWOT Mission
Christian Grund, Ball Aerospace & Technologies Corp
Development and Demonstration of an Optical Autocovariance Direct Detection Wind Lidar
John Hackwell, The Aerospace Corporation
Mineral and Gas Identification Using a High-Performance Thermal Infrared Imaging Spectrometer
William Heaps, NASA Goddard Space Flight Center
Novel Laser Approach for Precision CO2 Column Measurement
Simon Hook, Jet Propulsion Laboratory
HyTES: A Hyperspectral Thermal Emission Spectrometer for HyspIRI-TIR Science
Michael Kavaya, NASA Langley Research Center
Airborne Demonstration of an Autonomous Operation Coherent Doppler Lidar that is a Precursor to a Space-Based Wind Profiling Instrument
Greg Kopp, University of Colorado Boulder
A Hyperspectral Imager to Meet CLARREO Goals of High Absolute Accuracy and On-Orbit SI Traceability
Bjorn Lambrigtsen, Jet Propulsion Laboratory
GeoSTAR technology development and risk reduction for PATH
Charles McClain, NASA Goddard Space Flight Center
Development of an Ocean Radiometer for Carbon Assessment (ORCA) Prototype
Martin Mlynczak, NASA Langley Research Center
Calibrated Observations of Radiance Spectra from the Atmosphere in the far-InfraRed – CORSAIR
Doreen Neil, NASA Langley Research Center
Infrared Correlation Radiometer Fabrication and Characterization as Applied to the GEO-CAPE Decadal Survey Mission
Ioannis (John) Papapolymerou, Georgia Institute of Technology
Development of Lightweight, 3-D Integrated X-Band Radar Using SiGe Chips and RF MEMS Circuits For Snow Accumulation Measurements
Henry Revercomb, University of Wisconsin-Madison
A New Class of Advanced Accuracy Satellite Instrumentation (AASI) for the CLARREO Mission
Stanley Sander, Jet Propulsion Laboratory
Panchromatic Fourier Transform Spectrometer (PanFTS) Instrument for the Geostationary Coastal and Air Pollution Events (GEO-CAPE) Mission
Paul Stek, Jet Propulsion Lab
A Scanning Microwave Limb Sounder for Studying Fast Processes in the Troposphere
Carl Weimer, Ball Aerospace & Technologies Corp
An Electronically Steerable Flash Lidar
Anthony Yu, NASA Goddard Space Flight Center
Efficient Swath Mapping Laser Altimetry Demonstration 

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Title CO2 Laser Sounder for ASCENDS Mission – Technology Development and Airborne Demonstration
Full Name James Abshire
Institution Name NASA Goddard Space Flight Center
We propose to advance measurement technology and reduce the risk and cost for the ASCENDS mission. The measurements from our targeted laser instrument for space will measure CO2 column abundance and fluxes with a spatial resolution of ~100 km, and will meet or exceed the science needs as summarized in the mission description.

Our pulsed laser approach measures the energies of laser pulses reflected from the Earth’s surface. Laser transmitters for CO2 and O2 are rapidly tuned on and off selected atmospheric CO2 and O2 absorption lines near 1572 nm and 765 nm. A laser at 1064 nm is used to measure surface height and aerosol backscatter profile. Time gating is used to isolate the echo pulses from the surface and to minimize errors from atmospheric scattering and solar background.

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Title Shortwave Infrared Polarimetric Imager for Aerosol and Cloud Remote Sensing
Full Name David Diner
Institution Name Jet Propulsion Laboratory
The Earth Sciences Decadal Survey identifies a multiangle, multispectral, high-accuracy polarization imager as one requirement for the Aerosol-Cloud-Ecosystem (ACE) mission. JPL has been developing a Multiangle SpectroPolarimetric Imager (MSPI) as a candidate to fill this need. As a result of internal JPL funding from FY2005-2007, as well as Instrument Incubator (IIP-4) funding which will conclude in FY2008, several key technology elements for MSPI have been or will soon be completed. These include fabrication of a 3-mirror, off-axis reflective lens incorporating novel diattenuation-canceling coatings to minimize instrument-induced polarization; packaging and successful proto-flight vibration testing of the photoelastic modulators (PEMs) that are at the heart of our high-accuracy polarimetric imaging technique; and development of focal plane filters and custom photodetectors for 355-935 nm operation.

This proposal addresses critical aspects of the MSPI technology development that have not been dealt with in our earlier work, namely, demonstration of radiance and polarization imaging capabilities in the shortwave infrared (SWIR). Observations at 1.6-2.1 micrometers are essential for characterizing coarse-mode aerosol and cloud microphysical properties. To accommodate this requirement, we will carry out five tasks: (1) modify the existing MSPI brassboard camera to incorporate a diattenuation-compensated dichroic beamsplitter, sending UV/VNIR and SWIR light to two separate focal planes; (2) demonstrate that miniaturized spectropolarimetric filters meeting MSPI SWIR requirements can be built; (3) incorporate a commercially available HgCdTe detector array; (4) develop a focal-plane cooling approach for laboratory testing and establish a conceptual thermal engineering approach for the satellite instrument; and (5) integrate and test the upgraded brassboard camera using state-of-the-art polarization characterization equipment. Tasks 1 and 2 will bring critical components from TRL 3 to TRL 4. Tasks 3-5 will bring the entire system to TRL 5. The period of performance is 3 years, with an assumed start date of 9/29/2008.

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Title A Multi-parameter Atmospheric Profiling Radar for ACE (ACERAD)
Full Name Stephen Durden
Institution Name Jet Propulsion Laboratory
We propose to design a dual-frequency radar for cloud and precipitation measurements for the ACE mission. The Decadal Survey requires that “ACE is to provide significantly more data of a much higher quality than its predecessors”. A profiling Doppler radar, working in synergy with lidar and passive sensors, builds upon the demonstrated success of CloudSat’s Cloud Profiling Radar. The planned single-frequency Doppler radar for the EarthCARE mission is a step towards the ACE mission capability, but the EarthCARE radar lacks the Doppler sensitivity, vertical resolution, and dual-frequency capability called for in the Decadal Survey. Both CloudSat and EarthCare radars lack dual-polarization. The proposed effort aims at enabling the simultaneous use of three radar features (multi-frequency algorithms, Doppler and dual-polarization) that, if available together, greatly enhance the overall capability of the radar alone and the whole suite of ACE instruments as a system.

The proposing team will apply their direct experience with the CloudSat radar design and implementation to address several areas of ACERAD. The overall radar system design will be addressed by developing a high-level conceptual design, performance requirements, a system-level block diagram, and a mechanical layout for a Ka- (i.e., 35 GHz) and W-band (i.e., 94 GHz) radar. More detailed design and prototyping is proposed for the radar front end and antenna. The proposed effort includes detailed antenna design, as well as implementation and testing of a scaled antenna prototype. We also plan to design and prototype the quasi-optical radar front end to provide various switching functions with the required low loss. Finally, we propose to undertake a study of an extremely high frequency (EHF) channel near 260-280 GHz. While not specifically mentioned in the Decadal Survey, the addition of such a channel would allow retrieval of droplet size distribution, which is requested in the Decadal Survey.

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Title Laser Ranging Frequency Stabilization Subsystem for GRACE II
Full Name William Folkner
Institution Name Jet Propulsion Laboratory
We propose to develop a laser frequency stabilization subsystem for use as part of a spacecraft-spacecraft laser ranging system for Earth gravity field monitoring. The laser frequency stability will be better than the GRACE microwave frequency stability by at least a factor of 15 at the time scales of interest (about 100 seconds). Development of this subsystem to TRL6, combined with commercially-available space-qualified lasers and the interferometric ranging transponder previously developed, will retire the risk for use on a GRACE-II project.

GRACE monitors the Earth gravity field using a microwave spacecraft-to-spacecraft ranging system. A laser ranging system can potentially improve performance for GRACE-II. A prototype interferometric ranging transponder was developed under a previous IIP opportunity (IIP-03-0015, 2004-2006). However it requires a requires a very stable laser frequency to improve on the GRACE performance.

A laser stabilization subsystem was not developed under the previous IIP program partly because the LISA project had been undertaking a suitable development. Early plans for the LISA project required laser frequency stability a factor of 15 better than the GRACE microwave frequency stability. Several institutions have shown that this can be achieved in a laboratory environment through use of a thermally isolated Fabry-Perot cavity (establishing TRL-4). Subsequently the LISA project has delayed development of laser stabilization as it investigates alternative signal processing schemes that can eliminate the stabilization requirement. This can be done with the three-spacecraft LISA, but stabilization is required for a two-spacecraft GRACE II.

Over a period of 36 months we will develop a prototype laser stabilization subsystem (TRL-6). We will design and fabricate a mechanical subsystem including a Fabry-Perot cavity and thermal isolation subsystems suited to the space environment while still meeting the performance requirements. We will also develop laser modulators and electronics for locking a laser to the cavity.

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Title Ka-band SAR Interferometry Studies for the SWOT Mission
Full Name Lee-Lueng Fu
Institution Name Jet Propulsion Laboratory
This proposal addresses several key technology items that are critical towards the development of the NRC Decadal Survey recommended SWOT (Surface Water and Ocean Topography) Mission. The primary objective of SWOT is to measure the water elevation of the global oceans, as well as terrestrial water bodies (such as rivers, lakes, reservoirs, and wetlands), to answer key scientific questions on the kinetic energy of ocean circulation, the spatial and temporal variability of the world’s surface freshwater storage and discharge, and to provide societal benefits on predicting climate change, coastal zone management, flood prediction, and water resources management.

The proposal’s goal is to significantly enhance the readiness level of the new technologies required for SWOT, while laying the foundations for the next-generation missions to map water elevation for studying Earth. The work that we propose to reduce the risk of the main technological drivers of SWOT will address the following technologies: Ka-band radar interferometry antenna design, onboard interferometric SAR processor, and internally calibrated high-frequency (above 90 GHz) radiometer. The heritage of the radar interferometry is from the Wide-Swath Ocean Altimeter (WSOA) developed through a previous IIP-funded project under the same PI. The key personnel of the present proposal is the same as the WSOA Team. The change of Ku-band real-aperture radar for WSOA to a Ka-band SAR for SWOT will improve the spatial resolution by one to two orders of magnitude to meet the new oceanography and hydrology requirements. The first two technologies will address the challenges of the Ka-band SAR interferometry. The high-frequency radiometer will address the requirement for small-scale wet tropospheric corrections for coastal zone applications. The period of performance of the proposed effort is from June, 2008 to June, 2011. The entry TRL is 3 and the planned exit TRL is 5 for all tasks.

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Title Development and Demonstration of an Optical Autocovariance Direct Detection Wind Lidar
Full Name Christian Grund
Institution Name Ball Aerospace & Technologies Corp.
The Decadal Survey states: Tropospheric winds are the number one unmet measurement objec-tive for improving weather forecasts. Doppler wind lidar (DWL) is specifically recognized as the key global wind-profiling technology. Direct-detection and coherent-detection DWL technolo-gies show promise for addressing the 3D-winds mission. Each has unique strengths and weak-nesses. Developed by Ball Aerospace, Optical Autocovariance Wind Lidar (OAWL) is a direct-detection DWL technique offering significant cost, mass, risk, and complexity reductions for a 3D-winds mission, as well as simultaneous HSRL measurement capability addressing the ACE and GACM missions. Atmospheric wind measurements have been demonstrated using the OAWL proof-of-concept brassboard. Using CALIPSO backscatter models and realistic lidar components, LEO performance assessments show that 0.3-2 m/s precision can be achieved throughout the troposphere. OAWL is currently at TRL 3. Ball has designed a robust receiver suitable for airborne operation. Next year, a Ball-funded EDU will be fabricated, aligned, and laboratory-tested. Phase one of this IIP tests the receiver performance in flight level and aircraft shock, vibe and thermal environments, integrates the receiver with a telescope, data system, and laser, and packages the system to fit in the volume of a standard NASA WB-57 experiment pal-let. OAWL system performance will be validated in up-looking ground tests against an existing NOAA wind profilers, achieving TRL 4. In phase 2 (year 3), the OAWL will be made autono-mous and remotely operable as required, and flight tested in the NASA WB-57. The WB-57 will over-fly multiple wind profilers in the NOAA network between Houston and Boulder, and exist-ing local wind profiling systems. The experiment plan offers multiple whole-tropospheric and high-resolution PBL profile validation opportunities terrain and the marine conditions, raising the OAWL to TRL 5. Architecture and performance characteristics will be developed in an op-timal molecular and aerosol all direct-detection DWL technology roadmap to TRL 7.

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Title Mineral and Gas Identification Using a High-Performance Thermal Infrared Imaging Spectrometer
Full Name John Hackwell
Institution Name The Aerospace Corporation
A novel multi-channel, thermal-band imager to address second generation HyspIRI-type measurement applications such as rock and soil identification, and volcano characterization and monitoring, will be designed and built, then demonstrated against canonical targets from a low-altitude aircraft platform. The high-performance instrument, MAGI (Mineral and Gas Identifier), will use about 32 bands to both exceed the capabilities of existing thermal IR imagers and to enable additional missions, such as detection of gases from natural and anthropogenic sources. The higher spectral resolution, compared to ASTER-type (5 band) sensors, will improve discrimination of rock types, greatly expand the gas-detection capability, and result in more accurate land-surface temperature retrieval (important in evapotranspiration and drought studies). The smaller pixel size and improved temperature sensitivity of a satellite version of MAGI will enable smaller thermal changes to be tracked and smaller gas-emission sources to be
monitored. The proposed three-year program to build an airborne demonstrator sensor will start with studies to carefully examine the trade-offs between spectral resolution, spectral range, area-coverage rate and instrument sensitivity. To maximize swath width, MAGI will use a whiskbroom scanner. The optical design for MAGI will incorporate a novel compact Dyson spectrometer, whose starting TRL is 3, mated to a high-frame-rate 2-D HgCdTe focal plane array. The Dyson spectrometer can operate at low f-numbers while still maintaining very low optical distortions. Inclusion of a field-splitting mirror enables a two-module design, thereby doubling the along-track field-of-view, and hence swath width. The optics and detector will be cooled by a single Stirling cryocooler, with thermal isolation accomplished using Fiber Support Technology (FiST). At project completion, the new sensor will have been proven in flight tests on a Twin Otter platform, and the exit TRL will be 6.

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Title Novel Laser Approach for Precision CO2 Column Measurement
Full Name William Heaps
Institution Name NASA Goddard Space Flight Center
Global measurement of carbon dioxide column with the aim of discovering and quantifying unknown sources and sinks has been a high priority for the last decade. The National Academy of Sciences recommended in its decadal survey that NASA put in orbit a CO2 lidar to satisfy this long standing need. Existing passive sensors suffer from two shortcomings. Their measurement precision can be compromised by path length uncertainties arising from scattering within the atmosphere. Also passive sensors using sunlight cannot observe the column at night. Both of these difficulties can be ameliorated by lidar techniques.
Lidar systems present their own set of problems however. Temperature changes in the atmosphere alter the cross section for individual CO2 absorption features while the different atmospheric pressures encountered passing through the atmosphere broaden and shift absorption lines. Currently proposed lidars require multiple lasers operating at multiple wavelengths simultaneously in order to untangle these effects.
We propose a new lidar system for CO2 that uses a Fabry-Perot based system as the detector portion of the instrument and replaces the narrow band laser commonly used in lidars with the newly available superluminescent light emitting diode (SLED) as the source. This approach reduces the number of individual lasers used in the system from three or more to one – considerably reducing the risk of failure. It also tremendously reduces the requirement for wavelength stability in the source putting this responsibility on the Fabry-Perot.
Over the next three years we will develop a CO2 lidar employing an EDFA amplified SLED as the source and our previously developed FP system as the detector. We will test this device in the lab, from the ground and from an aircraft platform. The entry TRL is 2-3. With success the exit TRL will be 6.

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Title HyTES: A Hyperspectral Thermal Emission Spectrometer for HyspIRI-TIR Science
Full Name Simon Hook
Institution Name Jet Propulsion Laboratory
The objective of this work is to develop an airborne Hyperspectral Thermal Emission Spectrometer (HyTES) to support the HyspIRI mission recently recommended by the National Research Council Decadal Survey. The HyspIRI mission includes a visible shortwave infrared (SWIR) spectrometer and a multispectral thermal infrared (TIR) imager. Data from the HyspIRI mission will be used to address key science questions related to the Solid Earth and Carbon Cycle and Ecosystems focus areas of the NASA Science Mission Directorate. Current designs for the HyspIRI-TIR spaceborne imager utilize multiple spectral bands delineated with filters. Higher spatial and spectral resolution airborne data are needed to determine how best to position these bands to retrieve key surface geophysical parameters such as temperature and emissivity as well as prepare the scientific community for HyspIRI-TIR data.
Higher spatial and spectral resolution thermal infrared data can be provided from airborne platforms using technology under development at JPL that has the potential to be used from satellite platforms in the future. JPL is currently developing a breadboard model of an instrument which uses a cooled Dyson spectrometer that acquires 64 spectral channels of image data between 8 and 9 μm when used in conjunction with a Quantum Well Infrared Photodetector (QWIP) array. We will use our ongoing experience with this breadboard model to design and develop the HyTES instrument for use on an airborne platform to provide science support and ready the science community for HyspIRI-TIR data. The proposed HyTES instrument will have 512 pixels across track with pixel sizes in the range of 5 to 50 m depending on aircraft flying height and 256 spectral channels between 8 and 12 μm. HyTES will take approximately 3 years to build.
The current breadboard model is at TRL3 and the proposed HyTES instrument will progress this technology to TRL5/6.

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Title Airborne Demonstration of an Autonomous Operation Coherent Doppler Lidar that is a Precursor to a Space-Based Wind Profiling Instrument
Full Name Michael Kavaya
Institution Name NASA Langley Research Center
We propose to advance a state-of-the-art, coherent-detection, Doppler wind lidar system to fly on NASA’s WB-57 aircraft; to collect high-altitude wind data; and to collect data with the GSFC direct-detection wind lidar system also on board under separate approved funding. The motivation is the global horizontal wind vector profiling mission (“3-D Winds”) endorsed by the NRC’s 2007 Earth Science Decadal Survey. The NRC recommended that NASA do a demonstration (“science”) mission in 2016, followed by an operational mission in 2022. After 30 years of study, it is widely agreed by NASA, NOAA, and DOD scientists that the pulsed Doppler lidar is the best sensor to make the wind profile measurements. Space mission design studies have shown that using both coherent and direct detection Doppler lidars in a “hybrid” approach results in lower overall power, mass, volume, and technology development risk. LaRC has been performing coherent detection lidar wind measurements and has been developing high-energy 2-micron pulsed laser technology for the space-based wind measurement for over 15 years. The 1.2 J demonstrated “wind-quality” pulse energy is approximately 10X greater than by other groups. For coherent detection, pulse energy is much more important than average power. 1.2 J is a factor of 4.8 above the science mission’s requirement. For WB-57 accommodation, the lidar system must operate autonomously, and both the optical components and electronic components must be fit into the pallet that attaches to the belly of the WB-57. The flights will permit validation of the coherent Doppler lidar technology; validation of the coherent Doppler lidar technique in the downward looking, high-altitude geometry; validation and optimization of the “hybrid” technique of combining the two Doppler lidar systems’ data; and characterization of the atmosphere and earth surface for better space mission design. This 3-year proposal will increase the TRL from 3-4 to 4-5.

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Title A Hyperspectral Imager to Meet CLARREO Goals of High Absolute Accuracy and On-Orbit SI Traceability
Full Name Greg Kopp
Institution Name University of Colorado at Boulder
The proposed technique enables improved radiometric accuracy for hyperspectral imaging required in Earth climate studies. This approach, which achieves on-orbit end-to-end instrument calibrations and degradation tracking, will be validated with ground tests of a prototype hyperspectral imager meeting the accuracy levels for benchmark climate measurements on CLARREO. The 3-year project beginning May 2008 will design and build a 300-1050 nm hyperspectral imager to validate this calibration approach, increasing its TRL from 3 to 6. The proposed calibration technique will be validated using the hyperspectral imager and a NIST-calibrated detector.

The fundamental Earth climate driver, the long-term balance between Earth’s absorption of radiative energy from the Sun and emission of radiation to space, is addressed in the NRC Decadal Survey’s CLARREO mission intended to obtain “climate benchmarks” through on-orbit traceability of measurements to SI units. The calibration method proposed improves the SI-traceable accuracy by the factor of >10 to the required levels for the CLARREO Scientific Objective of measuring the solar radiation reflected or scattered by the Earth.
This Earth-viewing hyperspectral imager will trace its calibration on-orbit through the solar spectral irradiance recommended in the Decadal Survey as a NOAA component of CLARREO. Solar irradiance is known to better radiometric accuracy than any other calibration source available on-orbit. By cross-calibrating a hyperspectral imager with solar spectral irradiance, using techniques LASP has proven on other spaceflight instruments, the Earth-viewing imager can be calibrated, validated, and tracked on-orbit to the required accuracy and traceability levels.

A hyperspectral imager capable of cross-calibrating via direct solar irradiance measurements will be prototyped. Accurate attenuation methods allowing such cross-calibrations will be demonstrated and validated using a NIST-calibrated detector. This calibration technology will enable the creation of a climate data record that can be linked to future observations and thus establish a benchmark for detecting climate change.

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Title GeoSTAR technology development and risk reduction for PATH
Full Name Bjorn Lambrigtsen
Institution Name Jet Propulsion Laboratory
In its recent “Decadal Survey” of Earth Science missions the National Research Council recommended a “Precipitation and All-weather Temperature and Humidity” (PATH) mission – a microwave sounder deployed in geostationary orbit to address urgent science questions related to weather, the hydrologic cycle and climate. The NRC recognized that the only viable approach to satisfy the challenging measurement requirements from GEO is a “microwave array spectrometer” – i.e. a synthetic-aperture solution, such as the GeoSTAR design being developed at JPL. In this proposal we address NRC concerns regarding the technological readiness of the PATH mission. While the basic technology and measurement approach required for PATH has been demonstrated with the GeoSTAR proof-of-concept prototype developed under a previous IIP, further risk reduction is required to make it feasible to start mission development within 5 years – to be ready for a possible “mission of opportunity” on the NOAA GOES-R series in the near future. We have identified five key areas that will benefit most from risk reduction efforts: 1) low power, high bandwidth ASIC correlators, 2) 183 GHz low-power high-sensitivity miniature receivers 3) 183 GHz structurally and optically integrated multiple-receiver modules 4) Integrated signal distribution and 5) System integration. We will develop a functional but incomplete plug-and-play “elegant breadboard”-testbed system that will be used to support these 5 areas and can also form the core of a PATH/GeoSTAR engineering model when mission development proceeds. We will develop these component technologies, subsystems and testbed architecture to reduce risk, develop manufacturing techniques, demonstrate scalability, demonstrate adequate performance and prove sufficient maturity to start Phase A. When the breadboard system is complete, we will perform verification and characterization using the GeoSTAR ground calibration system developed previously. This is a 3-year effort. Entry TRLs range from 4 to 5, and exit TRL is approximately 6.

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Title Development of an Ocean Radiometer for Carbon Assessment (ORCA) Prototype
Full Name Charles McClain
Institution Name NASA Goddard Space Flight Center
The Ocean Radiometer for Carbon Assessment (ORCA) is designed to meet the future measurement requirements of the NASA Ocean Biology and Biogeochemistry Program as documented in Earth’s Living Ocean, The Unseen World and the Decadal Survey Aerosol, Cloud, and Ecology (ACE) mission. The ORCA design builds on experience gained from the heritage ocean color sensors, particularly the Sea-viewing Wide Field-of-view Sensor (SeaWiFS) and the Moderate-resolution Imaging Spectroradiometer (MODIS). ORCA incorporates a variety of attributes that are specifically tailored to ocean color measurements, e.g., a polarization scrambler, high signal-to-noise ratios (SNR), a broad spectral range (ultraviolet to shortwave infrared), a tilt mechanism (to avoid data corruption via sun glint), and no saturation over bright targets. High signal-to-noise and hyper-spectral response is achieved through a novel time-delay-integration (TDI) scheme using CCD arrays and optical reflection gratings. The conceptual design has been refined through three one-week sessions in Goddard’s Instrument Synthesis and Analysis Laboratory (ISAL) conducted between 2004 and 2006. Continuation of this
instrument concept will leverage off of an on-going FY08 GSFC Independent Research and Development (IRAD) program to breadboard and evaluate one of the most challenging aft-optic subsystems (the blue-channel optical train and CCD array). This proposal seeks funds over a three year period to augment the IRAD prototype model of the ORCA aft-optics and focal plane assemblies by adding the additional VIS/NIR focal plane and CCD array as well as incorporating the fore-optics telescope. The telescope assembly (primary + depolarizer + half-angle mirror) will not be fully motorized, but will be assembled and configured to accommodate several fixed positions to characterize optical performance (throughput, crosstalk, etc.) as a function of scan angle position. In addition, this proposal will develop and document sensor calibration and characterization protocols and methodologies in collaboration with the National Institute of Standards and Technology (NIST).

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Title Calibrated Observations of Radiance Spectra from the Atmosphere in the far-InfraRed – CORSAIR
Full Name Martin Mlynczak
Institution Name NASA Langley Research Center
We propose to demonstrate at Technology Readiness Level 6 several technologies central to achieving the CLARREO mission defined by the recent Decadal Survey for Earth Science. Central to the objectives of CLARREO is the measurement from satellites of the spectral radiance (W cm-2 sr-1 cm-1) emitted by the Earth and its atmosphere. The CLARREO measurements are to be made across nearly the entire infrared emission spectrum at high accuracy and stability and are to be traceable to international measurement standards. We specifically propose to demonstrate at TRL 6 detectors for wavelengths between 15 and 50 um that can operate without cryogenic cooling; SI-traceable blackbody radiance standards for wavelengths beyond 15 um; and optical beamsplitters capable of covering the entire 5 to 50 um spectral range. These technologies will be ready for insertion into the CLARREO sensors upon completion of this IIP effort. We leverage prior investment by the Instrument Incubator Program by way of the Far-Infrared Spectroscopy of the Troposphere (FIRST) instrument that will be used as a testbed for demonstrating the detector technologies developed in this current proposal.

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Title Infrared Correlation Radiometer Fabrication and Characterization as Applied to the GEO-CAPE Decadal Survey Mission
Full Name Doreen Neil
Institution Name NASA Langley Research Center
We propose to characterize the performance of a 2.3 μm infrared correlation radiometer (IRCR) prototype subsystem designed specifically to measure carbon monoxide from geostationary orbit. The Earth Science and Applications Decadal Survey mission GEO-CAPE requires infrared correlation radiometry to measure CO in two spectral regions.

GEO delivers orders of magnitude increases over existing EOS observations in terms of simultaneous measurements (from a 2-D imaging array) and high revisit rate. The challenges for GEO-CAPE are to improve precision and accuracy of existing 2.3 μm CO capability, while using this well-validated IRCR technique at GEO, nearly 50 times
farther away than the Terra orbit. The “staring” advantage of GEO allows long integration times and captures multiple samples for frame-averaging to further improve signal-to-noise ratios. This 24-month project delivers significant technology return for the ESTO investment, and enables highly time- and space-resolved measurements of CO described in the Decadal Survey for public benefit. The project advances the TRL of the system measurement from TRL 3 to TRL 5.

We focus on characterizing the 2.3 μm IRCR subsystem, although both 2.3 μm and 4.6 μm subsystems are required to obtain boundary layer CO. MAPS and MOPITT performed robustly at 4.6 μm; we have been involved in these programs from the start. The Decadal Survey refocused tropospheric chemistry goals toward the lowest layers of the atmosphere, placing new emphasis on the 2.3 μm measurements which have only recently been discussed for MOPITT. Given that GEO-CAPE mission definition is expected to occur within 3 years based on the DS time table, we suggest that the best-value focus for the near-term is this evaluation of the performance of an IRCR at 2.3 μm for GEO-CAPE.

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Title Development of Lightweight, 3-D Integrated X-Band Radar Using SiGe Chips and RF MEMS Circuits For Snow Accumulation Measurements
Full Name Ioannis (John) Papapolymerou
Institution Name Georgia Institute of Technology
The goal of this proposal is to develop and demonstrate the first-ever lightweight X-band phased array radar using multilayer organic technology with embedded SiGe and RF MEMS circuits. This development will meet the specific goal of deploying X-band radars for snow accumulation observations related to fresh water availability, as defined by the National Imperatives Summary published by the Committee on Earth Science and Applications from Space. Specifically, we are proposing to develop a lightweight 8×8 element X-band phased array radar on lightweight, flexible Liquid Crystal Polymer (LCP) multilayer substrate with embedded low loss RF MEMS phase shifters and SiGe chips for the active section of the T/R module. The array will include 64 channels, with each channel consisting of a MEMS portion for the phase shifting operation and a SiGe portion for the active functions of the radar (pre- and power amplification, switching, LNAs, limiters, etc.), all embedded in a three-dimensional configuration in low temperature multilayer LCP technology with the appropriate feeding schemes and interconnects. The front-end of the radar will then be combined with an existing radar back-end, for a full-operational demonstration. Georgia Tech and GTRI have significant experience with multilayer LCP microwave circuits, MEMS switches, SiGe circuits, and radar technology, including “radiation-hard” SiGe chip design and demonstration. During the last 5 years this team has developed prototype LCP arrays with MEMS phase shifters at 14 GHz for NASA applications, as well as X-band monolithic T/R modules on a low cost SiGe technology platform for missile defense radars. In the proposed effort, our goal is to build on this acquired expertise to develop the first fully-operational lightweight X-band radar (64 elements) that utilizes SiGe chips and RF MEMS phase shifters on low cost organic packaging platform. We will focus on the optimization of each sub-element, as well as the integration and packaging issues of all the elements in order to achieve a low loss, high-performance radar system. The LCP front-end will be manufactured and then combined with an existing back-end at GTRI to complete the radar development and allow for full testing of a complete system prototype. The entry TRL level will be 3 and the exit 5 for this 3-year project.

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Title A New Class of Advanced Accuracy Satellite Instrumentation (AASI) for the CLARREO Mission
Full Name Henry Revercomb
Institution Name University of Wisconsin-Madison
The objective is to develop and demonstrate the technology necessary to measure IR spectrally resolved radiances with ultra high accuracy (<0.1 K 3-sigma brightness temperature at scene temperature) for the CLARREO benchmark climate mission. The ultimate benefit to society is irrefutable quantification of climate change and a solid basis for improving climate model forecasts. The proposed work will develop four primary technologies to assure SI traceability on-orbit: (1) On-orbit Absolute Radiance Standard (OARS), a high emissivity blackbody source that uses multiple miniature phase-change cells to provide a revolutionary on-orbit standard with absolute temperature accuracy proven over a wide range of temperatures, (2) On-orbit Cavity Emissivity Modules (OCEMs), providing a source (quantum cascade laser, QCL, or heated halo) to measure any change in the cavity emissivity of the OARS, (3) On-orbit Spectral Response Module (OSRM), a source for spectral response measurements using a nearly monochromatic QCL source configured to uniformly fill the sensor field-of-view, and (4) Dual Absolute Radiance Interferometers (DARI), one covering from 6 to 50 micrometers and other from 3 to 14 micrometers, that can be inter-compared to dissect any unexpected systematic errors in overlapping spectral regions. Methodologies will range from materials compatibility, contamination, and lifetime testing for the OARS to combined module testing that uses the interferometer sensors to demonstrate emissivity measurements with the OCEMs and spectral instrument line shape measurements with the OSRM. The absolute calibration of the two interferometer sensors will also be demonstrated with the OARS. We propose a 3-year period of performance that initiates a concentrated attack on high accuracy measurement from orbit. During the 3-year effort, the TRL for each of the technologies (OARS, OCEM, OSRM, DARI) is advanced from 3 to 6. These developments start from a firm foundation and will significantly advance CLARREO, a mission with high societal benefit.

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Title Panchromatic Fourier Transform Spectrometer (PanFTS) Instrument for the Geostationary Coastal and Air Pollution Events (GEO-CAPE) Mission
Full Name Stanley Sander
Institution Name Jet Propulsion Laboratory
Large-scale industrialization in developing countries and continued economic expansion in the developed world are perturbing the climate system and critical ecosystems, as well as affecting global habitability and human health. The NRC decadal survey proposed the GEO-CAPE and GACM missions to study changes in atmospheric composition and the coastal oceans. To properly address air quality, the decadal survey highlighted the need for vertical profile measurements with sensitivity into the atmospheric boundary layer. We propose to build and demonstrate a revolutionary new instrument that will have a major impact on remote sensing of atmospheric trace gases, aerosols and ocean color. The Panchromatic Fourier Transform Spectrometer (PanFTS) will measure all of the trace species called out in the decadal survey for GEO-CAPE and GACM. With continuous sensitivity from 0.26 to 15 micron and high spectral resolution, PanFTS combines the functionality of separate UV, visible and IR instruments in a single package at lower cost.

The PanFTS IIP instrument will be a dynamically-aligned plane mirror system using an all-flexure scan mechanism. Two separate optical trains (0.26-1 micron and 1-15 micron ) will share the scan and dynamic alignment systems. The output beams will drive separate two-dimensional focal plane arrays optimized for the spectral regions. The proposed IIP instrument development will occur in phases over the 36-month period of performance: (1) definition of requirements; (2) procurement and verification of focal plane arrays (FPA’s); (3) instrument design, fabrication and integration; (4) lab verification; and (5) field testing.

PanFTS will advance two key technologies: long-life, high precision scan mechanisms (entrance TRL=4, exit TRL=6), and high performance UV-Vis-IR FPA’s (entrance TRL=3, exit TRL=4). The PanFTS team has unequaled experience in the design and use of Fourier transform spectrometers for remote sensing of trace atmospheric species from space, balloons, aircraft and the ground.

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Title A Scanning Microwave Limb Sounder for Studying Fast Processes in the Troposphere      
Full Name Paul Stek
Institution Name Jet Propulsion Laboratory
This proposal prepares NASA to successfully execute the atmospheric composition, climate, and pollution transport measurements identified by the NRC Decadal Survey as critical to understanding the Earth’s changing atmosphere. In particular, it advances the core signal path technologies required for a Scanning Microwave Limb Sounder (SMLS) with the capability to map the composition of the upper troposphere and stratosphere with 50x50x1 km spatial sampling and six times daily mid-latitude repeat coverage. SMLS can serve as the advanced MLS included in the Global Atmospheric Composition Mission (GACM). During this cost-effective three year program, we will advance the SMLS signal path TRL from 3 to 5 by:

– Retiring the optics and calibration risks of the SMLS sensor design by constructing and testing an airborne prototype of the SMLS sensor and calibration system – A-SMLS – using an existing testbed, prototype sideband-separating mixers, line sources, and advanced spectrometers and calibration targets.

– Retiring the development risks of the cryogenics system by developing a flight-like cryostat and demonstrating an end-to-end prototype of the SMLS signal path from the antenna interface through the back-end electronics, and quantifing its stability, calibration accuracy, linearity, and sensitivity.

– Demonstrating, with A-SMLS, the potential science measurement capability of SMLS by measuring the concentration of upper tropospheric pollutants such as CO and ozone transported from Asia, or H2CO transported from the boundary layer by summer convective events, over the South Eastern US.

Specific important benefits to NASA include:
1. A demonstration of the key components of a highly innovative and capable instrument for GACM.
2. A quantification of the requirements for, and design of, a suitable cryocooler for SMLS.
3. An airborne instrument for advancing the TRL of millimeter-wave spectrometer technologies while conducting unique studies of chemistry and climate in the upper troposphere.

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Title An Electronically Steerable Flash Lidar
Full Name Carl Weimer
Institution Name Ball Aerospace & Technologies Corp
We propose an Electronically Steerable Flash Lidar (ESFL) system and describe the advantages it brings to the DESDynI mission. The ESFL uses a single laser beam with no scanning mechanism. Instead, for each laser pulse the beam is divided into multiple beams in an acousto-optic beam deflector (AOBD) that also independently controls their pointing. The ground footprints are imaged onto a two-dimensional Flash Focal Plane Array that can digitize the return signal into multiple bins. The AOBD device has the bandwidth to change both the number of beams and their pointing angles for every shot of the laser. The result is an instrument that delivers multiple beams across a wide cross-track swath to provide global sampling coverage from a vegetation lidar instrument. The ESFL samples smaller than 25 m ground footprints and records a waveform profile with better than 1 m vertical resolution that is critical for biomass science. The ESFL provides a large amount of steering flexibility to match the beam configuration and swath size to the science. The technology can be operated in a cloud avoidance mode to steer the output beams through gaps in cloud cover. The design is based on the Ball Aerospace flash lidar instrument developed under internal funds and demonstrated in an airborne campaign, as well as multiple heritage components from the CALIPSO lidar built at Ball Aerospace.

Over a two-year period of performance, Ball Aerospace will design, test, and fly on an aircraft a demonstration of the ESFL. The goal of the flight tests is to collect sufficient data over various types of vegetation that science members of the team can evaluate the ESFL for its usefulness to the proposed DESDynI mission. The effort will mature this new concept from a Technology Readiness Level (TRL) of 3 to 5.

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Title Efficient Swath Mapping Laser Altimetry Demonstration
Full Name Anthony Yu
Institution Name NASA Goddard Space Flight Center
We propose to develop and demonstrate technologies for a next-generation, efficient, swath mapping, space altimeter for Earth science. Our approach allows simultaneous measurements of 5-m spatial resolution topography and vegetation vertical structure with decimeter vertical precision in an elevation-imaging swath several km wide from a 400 km altitude Earth orbit. This capability meets the goals of the Lidar Surface Topography (LIST) mission recommended in the Earth Science Decadal Survey by the NRC Committee on Earth Science and Applications from Space. Such swath mapping elevation measurements meet many Earth science needs, including (1) mapping topographic changes associated with natural hazards; (2) global surveys of vegetation height and biomass, and their response to disturbances; (3) measurements of river and lake levels for monitoring water storage and discharge changes in the global water cycle; and (4) long duration satellite observations of ice sheet and glacier mass balance from measurements of their elevation change. The approach can also be scaled and used with less laser power and smaller telescopes for mapping planetary surfaces for science and exploration. Our objective is to develop a highly efficient laser altimeter system that can be housed in a compact instrument providing data products that vastly exceed other instruments in the same class. The ultimate goal of a >15% wall plug efficient laser system coupled with a highly sensitive detector array is essential to realizing the ambitious global elevation mapping goals of the LIST mission. The proposed period of performance is three years with the first two years concentrating in technology development and laboratory demonstration. Year 3 of the program will be devoted to system integration and airborne field tests to demonstrate the measurement concept. Our entry TRL is estimated to be at 3 and expect to exit at TRL 6 at end of the proposed program.